Money Laundering Asset Forfeiture And Recovery And Compliance A Global Guide

Author: William H. Byrnes
Publisher: LexisNexis
ISBN: 0327170840
Size: 14.78 MB
Format: PDF
View: 6437
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k) Persons professionally involved in brokering loans or credits, as well as
persons who, without being licensed as financial credit institutions, carry out any
of the professional activities covered by the First additional provision of Act 3/
1994, of April 14, adapting Spanish legislation on credit institutions to the Second
Banking Co-ordination Directive and introducing other changes regarding the
financial system. l) Property developers and persons whose business activities
include those ...

Foreign Corrupt Practices Act

Author: Aaron G. Murphy
Publisher: John Wiley & Sons
ISBN: 0470939621
Size: 44.86 MB
Format: PDF, ePub, Mobi
View: 2827
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A thoroughly pragmatic guide to the U.S. Foreign Corrupt Practices Act (FCPA) This is a critical FCPA training resource for executives, managers, sales, marketing, finance and accounting personnel, as well as high level professionals.

Money Manager S Compliance Guide

Author: Clifford J. Alexander
Publisher:
ISBN:
Size: 52.88 MB
Format: PDF
View: 4198
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Diligent defense lawyers will pursue discovery into the often gray area of fund
communications in which analysts and advisers attempted to learn as much as
possible about securities prior to purchase, and executives tried to respond to
inquiries from significant shareholders without giving away too much. Through
these direct contacts, an institutional plaintiff may learn information that bears on
the question of whether it relied on the alleged fraudulent ^ ^^^m conduct.
Defense counsel ...

Corporate Integrity

Author: Donna Kennedy-Glans
Publisher: John Wiley & Sons
ISBN: 9780470739662
Size: 80.75 MB
Format: PDF, Docs
View: 243
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A Toolkit for Managing Beyond Compliance Donna Kennedy-Glans, Robert
Schulz. Governance systems have been around for a long time. Corporate
boards of directors routinely discuss corporate governance systems with
executive teams, with management advisers, and increasingly with lawyers to
ensure that liabilities are understood. Governing bodies are also familiar in other
settings—political leaders focus on governance in decision making affecting the
allocation of public ...

Analysis Perspectives

Author: Bureau of National Affairs (Arlington, Va.)
Publisher:
ISBN:
Size: 13.91 MB
Format: PDF
View: 2032
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The shock of this immense scandal should cause members of boards of directors,
managers and compliance professionals to ask whether their compliance and
corporate ethics programs could prevent — or at least detect at an early stage —
the next Enron. Drawing from the reports on what happened at Enron, here are
some of the questions, based on the U.S. Sentencing Guidelines template, that
should guide this careful corporate evaluation. USSG's Item 1— Standards and ...

Newsletters In Print

Author:
Publisher:
ISBN:
Size: 49.70 MB
Format: PDF, ePub, Docs
View: 1759
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Focuses on issues that have a direct impact on the actions of environmental
compliance professionals Audience: Business professionals and attorneys.
Advertising: Advertising not ... 7625 □ BNA's Environmental Due Diligence
Guide Bureau of National Affairs, Inc. 1231 25th St. NW Washington, DC 20037-
1197 Ph: (202)452-4200 800-452-7773 Fax: (202)452-4644 Company E-mail(s):
... Audience: Attorneys and other business professionals Advertising: Advertising
not accepted ...

Hiring Your First Employee

Author: Fred S. Steingold Attorney
Publisher: Nolo
ISBN: 1413315461
Size: 78.90 MB
Format: PDF, ePub, Mobi
View: 7544
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A Step-by-Step Guide Fred S. Steingold Attorney. Executive, Administrative, and
Professional Workers you don't have to pay overtime or a minimum wage to an
exempt white collar employee. This is ... Executive employees. Typically, an
executive employee is someone you hire to run your business or one of its
departments. The employee performs management duties such as planning
budgets and monitoring legal compliance. He or she also directs the work of two
or more full- time ...

Corporate Practice Series

Author:
Publisher:
ISBN:
Size: 31.10 MB
Format: PDF, ePub
View: 5559
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The shock of this immense scandal should cause members of boards of directors,
managers, and compliance professionals to ask whether their compliance and
corporate ethics programs could prevent — or at least detect at an early stage —
the next Enron. Drawing from the reports on what happened at Enron, here are
some of the questions, based on the U.S. Sentencing Guidelines template, that
should guide this careful corporate evaluation. USSG's Item 1— Standards and ...